Susan Maxwell Filburn

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2023 → Present
  Ubs Financial Services
  Charlotte, NC
• 09/2020 → 05/2023
  Milestone Advice Group
  Fort Mill, SC
• 05/2013 → 05/2023
  Raterlabs, Inc (Appen)
  Remote, SC
• 05/2013 → 05/2023
  Stay At Home Parent/Volunteer
  Frederick, MD

Exams

• S66 Uniform Combined State Law Examination
  2024-02-16

Other Names

• Susie Filburn
• Susan Rebecca Maxwell