Lindsay Lynn Rodriguez

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2023-06-02
TX	RA	APPROVED_RES	2023-06-02

AZ RA
APPROVED

Since 2023-06-02
TX RA
APPROVED_RES

Since 2023-06-02

Branch Locations

2398 E Camelback Rd, Phoenix, AZ 85016 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Phoenix	AZ	09/2020	03/2023
California Pizza Kitchen	Scottsdale	AZ	02/2019	06/2023
Texas Roadhouse	Phoenix	AZ	12/2016	06/2017
Buckle, Inc	Glendale	AZ	08/2015	11/2017
Cheddar's Scratch Kitchen	Chandler	AZ	01/2018	11/2018
Cafe Rumba	Glendale	AZ	11/2013	09/2016
High School/College	Glendale	AZ	08/2012	09/2020
Morgan Stanley	Phoenix	AZ	03/2023	Present

09/2020 → 03/2023

Charles Schwab & Co., Inc.

Phoenix, AZ
02/2019 → 06/2023

California Pizza Kitchen

Scottsdale, AZ
12/2016 → 06/2017

Texas Roadhouse

Phoenix, AZ
08/2015 → 11/2017

Buckle, Inc

Glendale, AZ
01/2018 → 11/2018

Cheddar's Scratch Kitchen

Chandler, AZ
11/2013 → 09/2016

Cafe Rumba

Glendale, AZ
08/2012 → 09/2020

High School/College

Glendale, AZ
03/2023 → Present

Morgan Stanley

Phoenix, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-06-01
S63	Uniform Securities Agent State Law Examination	2022-12-21

S66 Uniform Combined State Law Examination

2023-06-01
S63 Uniform Securities Agent State Law Examination

2022-12-21

Other Names

Lindsay L Rodriguez
Lindsay Rodriguez