Jonathan A Beaver

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-02-10
IL	RA	APPROVED	2025-01-23

TX RA
APPROVED

Since 2025-02-10
IL RA
APPROVED

Since 2025-01-23

Branch Locations

245 Waukegan Road, Northfield, IL 60093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wayne Hummer Investments L.L.C.	Northfield	IL	02/2013	01/2025
Lpl Financial Llc	Northfield	IL	01/2025	Present

02/2013 → 01/2025

Wayne Hummer Investments L.L.C.

Northfield, IL
01/2025 → Present

Lpl Financial Llc

Northfield, IL

Previous Registrations

2008-01-08 → 2025-01-23

Wintrust Investments Llc

Northfield, IL

Chicago, IL

Chicago, IL

Chicago, IL

Other Businesses

1.01/2025-Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/01/2005- 160 Hours Per Month- 130 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-04-01

S66 Uniform Combined State Law Examination

2005-04-01

Designations

Certified Financial Planner

View on SEC IAPD