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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-10
TX RA APPROVED 2025-03-10
  • CA RA
    APPROVED
    Since 2025-03-10
  • TX RA
    APPROVED
    Since 2025-03-10

Branch Locations

28202 Cabot Road Suite 500, Laguna Niguel, CA 92677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 09/2020 02/2025
Biola University La Mirada CA 01/2019 08/2020
California State University, Fullerton Fullerton CA 08/2017 01/2019
All About Puppies Inc. Fullerton CA 09/2016 09/2017
California State University, Fullerton Fullerton CA 08/2014 12/2018
Morgan Stanley Laguna Niguel CA 02/2025 Present
  • 09/2020 → 02/2025
    Newport Beach, CA
  • 01/2019 → 08/2020
    Biola University
    La Mirada, CA
  • 08/2017 → 01/2019
    California State University, Fullerton
    Fullerton, CA
  • 09/2016 → 09/2017
    All About Puppies Inc.
    Fullerton, CA
  • 08/2014 → 12/2018
    California State University, Fullerton
    Fullerton, CA
  • 02/2025 → Present
    Laguna Niguel, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-19
  • S66 Uniform Combined State Law Examination
    2022-10-19

View on SEC IAPD

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