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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-31
NV RA APPROVED 2020-12-15
  • TX RA
    APPROVED
    Since 2021-07-31
  • NV RA
    APPROVED
    Since 2020-12-15

Branch Locations

450 N Stephanie St, Henderson, NV 89014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas NV 09/2020 Present
Bank Of America Las Vegas NV 09/2014 09/2020
Western Governers University Salt Lake City UT 06/2016 05/2017
Bank Of America N.A. Las Vegas NV 11/2020 Present
  • 09/2020 → Present
    Las Vegas, NV
  • 09/2014 → 09/2020
    Bank Of America
    Las Vegas, NV
  • 06/2016 → 05/2017
    Western Governers University
    Salt Lake City, UT
  • 11/2020 → Present
    Bank Of America N.A.
    Las Vegas, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-03
  • S66 Uniform Combined State Law Examination
    2020-12-03
Other Names
  • Chris Godbey

View on SEC IAPD

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