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Michael James Moy

Ameriprise Financial Services, LLC

Midwest City, OK

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-08-31
TX RA APPROVED 2026-08-31
  • OK RA
    APPROVED
    Since 2026-08-31
  • TX RA
    APPROVED
    Since 2026-08-31

Branch Locations

6501 Tinker Diagonal, Midwest City, OK 73110-2910 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Oklahoma City OK 02/2009 08/2026
Raymond James Financial Services Advisors Inc. Midwest City OK 02/2009 08/2026
Tinker Federal Credit Union Midwest City OK 03/2010 Present
Ameriprise Financial Services, Llc Midwest City OK 08/2026 Present
Previous Registrations
  • 2009-02-23 → 2026-08-31
    Raymond James Financial Services Advisors, Inc
    Owasso, OK
    Midwest City, OK
    Saint Petersburg, FL
    Edmond, OK
  • 2007-06-18 → 2007-11-19
    Chase Investment Services Corp.
    Oklahoma City, OK
  • 2007-04-02 → 2007-05-29
    Morgan Stanley & Co. Llc
    Oklahoma City, OK
  • 2006-08-16 → 2007-04-02
    Morgan Stanley Dw Inc.
    Oklahoma City, OK
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-03
  • S66 Uniform Combined State Law Examination
    2005-08-03
Other Names
  • Michael J Moy
  • Michael Moy

View on SEC IAPD

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