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Current Employers
Gladstone Wealth Partners

2000 Pga Blvd. Suite 4440, Palm Beach Gardens, FL 33408 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-10-14
  • PA RA
    APPROVED
    Since 2024-10-14

Branch Locations

2000 Pga Blvd. Suite 4440, Palm Beach Gardens, FL 33408 • United States

1622 Main St., Dickson City, PA 18447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crossroads Financial Dickson City PA 08/2020 Present
Fidelity Deposit & Discount Bank Dunmore PA 06/2020 12/2020
The Honesdale National Bank Honesdale PA 05/2015 06/2020
Lpl Financial Llc Dickson City PA 09/2020 Present
Private Advisor Group, Llc Morristown NJ 12/2022 10/2024
Gladstone Wealth Partners Dickson City PA 10/2024 Present
  • 08/2020 → Present
    Crossroads Financial
    Dickson City, PA
  • 06/2020 → 12/2020
    Fidelity Deposit & Discount Bank
    Dunmore, PA
  • 05/2015 → 06/2020
    The Honesdale National Bank
    Honesdale, PA
  • 09/2020 → Present
    Lpl Financial Llc
    Dickson City, PA
  • 12/2022 → 10/2024
    Morristown, NJ
  • 10/2024 → Present
    Dickson City, PA
Previous Registrations
Other Businesses

1) 05/02/2022 - Crossroads Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 09/30/2024 - Silverleaf Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 100 Hours Per Month/ 30 Hours During Trading 3) 10/30/2024 - Gladstone Institutional Partners - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 100 Hours Per Month/ 30 Hours During Trading - I provide investment advisory services through Gladstone Institutional Adviory, LLC, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-02
  • S66 Uniform Combined State Law Examination
    2022-12-02

View on SEC IAPD

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