Sean Patrick Navin

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-07-20

CT RA
APPROVED

Since 2026-07-20

Branch Locations

1085 Main Street, East Hartford, CT 06108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Simsbury	CT	09/2020	03/2021
Eastern Ct Area Labor Federation	Hartford	CT	04/2019	07/2019
Unemployed	West Hartford	CT	07/2020	08/2020
Nuzzo And Roberts Llc	Cheshire	CT	10/2018	02/2019
Unemployed	Suffield	CT	09/2018	09/2018
Community Legal Aid	Northampton	MA	08/2017	08/2018
Northwestern District Attorney's Office	Northampton	MA	07/2017	09/2017
Axinn, Veltrop, And Harkrider Llc	Hartford	CT	09/2016	05/2017
The Vinci Group	Manchester	CT	06/2016	09/2016
Manchester Community College	Manchester	CT	01/2016	09/2016
Jpmorgan Chase Bank, N.A.	Farmington	CT	07/2021	02/2022
J.P. Morgan Securities Llc	Farmington	CT	07/2021	03/2022
King, Prell And Associates	Simsbury	CT	11/2020	03/2021
Base Builder Llc	Hartford	CT	03/2019	04/2019
American Federation Of Labor & Cong	Hartford	CT	08/2019	06/2020
Unemployed	West Hartford	CT	04/2021	06/2021
Morgan Stanley	New Haven	CT	06/2021	07/2021
Cambridge Investment Research	Fairfield	IA	03/2022	05/2022
Cambridge Investment Research Advisors Inc.	Fairfield	IA	05/2022	07/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Farmington	CT	08/2022	07/2026
Bank Of America N.A.	Farmington	CT	11/2022	07/2026
Lpl Financial Llc	East Hartford	CT	07/2026	Present
Webster Bank	East Hartford	CT	07/2026	Present

09/2020 → 03/2021

Ameriprise Financial Services, Llc

Simsbury, CT
04/2019 → 07/2019

Eastern Ct Area Labor Federation

Hartford, CT
07/2020 → 08/2020

Unemployed

West Hartford, CT
10/2018 → 02/2019

Nuzzo And Roberts Llc

Cheshire, CT
09/2018 → 09/2018

Unemployed

Suffield, CT
08/2017 → 08/2018

Community Legal Aid

Northampton, MA
07/2017 → 09/2017

Northwestern District Attorney's Office

Northampton, MA
09/2016 → 05/2017

Axinn, Veltrop, And Harkrider Llc

Hartford, CT
06/2016 → 09/2016

The Vinci Group

Manchester, CT
01/2016 → 09/2016

Manchester Community College

Manchester, CT
07/2021 → 02/2022

Jpmorgan Chase Bank, N.A.

Farmington, CT
07/2021 → 03/2022

J.P. Morgan Securities Llc

Farmington, CT
11/2020 → 03/2021

King, Prell And Associates

Simsbury, CT
03/2019 → 04/2019

Base Builder Llc

Hartford, CT
08/2019 → 06/2020

American Federation Of Labor & Cong

Hartford, CT
04/2021 → 06/2021

Unemployed

West Hartford, CT
06/2021 → 07/2021

Morgan Stanley

New Haven, CT
03/2022 → 05/2022

Cambridge Investment Research

Fairfield, IA
05/2022 → 07/2022

Cambridge Investment Research Advisors Inc.

Fairfield, IA
08/2022 → 07/2026

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Farmington, CT
11/2022 → 07/2026

Bank Of America N.A.

Farmington, CT
07/2026 → Present

Lpl Financial Llc

East Hartford, CT
07/2026 → Present

Webster Bank

East Hartford, CT

Previous Registrations

2022-11-02 → 2026-08-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Farmington, CT
2022-05-18 → 2022-07-26

Cambridge Investment Research Advisors, Inc.

South Hadley, MA

Other Businesses

1: 07/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Inv Related - 160 Hours/Month - 160 Hours During Trading - At reported business location(s).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-05-14
S63	Uniform Securities Agent State Law Examination	2021-10-22

S66 Uniform Combined State Law Examination

2022-05-14
S63 Uniform Securities Agent State Law Examination

2021-10-22

Other Names

Sean Patrick Navin
Sean P Navin

View on SEC IAPD