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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-08-03
TX RA APPROVED 2012-03-12
  • FL RA
    APPROVED
    Since 2018-08-03
  • TX RA
    APPROVED
    Since 2012-03-12

Branch Locations

8333 Douglas Ave Ste 1000, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rw Baird & Co Dallas TX 03/2012 Present
  • 03/2012 → Present
    Rw Baird & Co
    Dallas, TX
Previous Registrations
Other Businesses

NAME AND ADDRESS: SILAMONSTERMUSIC / JAYSON BALES 3433 BINKLEY AVE. DALLAS, TX 75205 NATURE OF ENTITY: MUSICIAN - I AM A MUSICIAN/SINGER IN A BAND. RESPONSIBILITIES IN THIS ROLE: I AM JUST INVOLVED AS A INDIVIDUAL MUSICIAN AND PERFOMER IN THE MUSIC BUSINESS. I SING AND PLAY GUITAR LIVE AND MAKE CASH AT CLUBS PERFORMING OF USUALLY A FEW HUNDRED DOLLARS EACH YEAR. I AM NOT INCORPORATED. ALL DONE AS SOLE PROPRIETOR/INDIVIDUAL. IT IS REALLY JUST A HOBBY THAT SOMETIMES DOESN'T COST AS MUCH AS OTHER HOBBIES. HOURS DEVOTED: 30 HOURS ANNUALLY, NONE DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-17
S63 Uniform Securities Agent State Law Examination 1998-10-09
  • S65 Uniform Investment Adviser Law Examination
    2012-03-17
  • S63 Uniform Securities Agent State Law Examination
    1998-10-09

View on SEC IAPD

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