Victor M Valliere

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2020 → 08/2023
  Mml Investors Services, Llc
  Warwick, RI
• 09/2020 → 09/2023
  Mass Mutual Life Insurance Company
  Warwick, RI
• 06/2016 → 09/2016
  Iggy's
  Warwick, RI
• 01/2017 → 08/2017
  Dunkin Donuts
  Smithfield, RI
• 09/2017 → 09/2018
  Gillette Stadium
  Foxborough, MA
• 01/2018 → 08/2018
  Columbia
  Wrentham, MA
• 06/2018 → 12/2020
  University Of Rhode Island
  Kingston, RI
• 05/2017 → 05/2018
  Rhode Island College
  Providence, RI
• 08/2016 → 08/2017
  North Smithfield High School
  North Smithfield, RI
• 10/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Providence, RI
• 11/2023 → Present
  Bank Of America, N.A.
  Providence, RI

Previous Registrations

• 2022-01-06 → 2023-09-26
  Mml Investors Services, Llc
  Warwick, RI

Other Businesses

I*4603272 Entity Type: Entity Charitable Name of OBA: Reach Out And Read Rhode Island Address: Providence`, Rhode Island, 2905 Investment Related: No Position, Title, Association: Treasurer,Board Member Employee Start Date: 06/02/2026 Number of Hours: 5, Monthly Number of Hours during trading: 1.5, Monthly Duties: Reach Out and Read Rhode Island is a nonprofit organization dedicated to promoting early childhood literacy and healthy development. The organization partners with pediatric healthcare providers to incorporate books into routine checkups and encourages parents to read aloud to their children from an early age. Its purpose is to foster school readiness, strengthen parent-child relationships, and help ensure that all children, especially those in underserved communities, have the foundation for lifelong learning and success. As a Board Member serving in the role of Treasurer, I expect to contribute approximately 3 to 4 hours per month. Responsibilities will primarily include attending board meetings, supporting general governance oversight, participating in strategic discussions related to the organization’s mission, and providing a second set of eyes to support prudent financial oversight. My role is strictly limited to board-level oversight and will not involve handling, or having custody of organizational funds, investments, or banking relationships. I have confirmed that the organization utilizes an external firm for investment management and maintains banking relationships with an independent financial institution.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-12-07
• S63 Uniform Securities Agent State Law Examination
  2021-03-05

Other Names

• Victor Valliere