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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-08-21 |
| CO | RA | APPROVED | 2024-08-19 |
| TX | RA | APPROVED | 2023-09-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T3 Trading Group,Llc | New York | NY | 03/2021 | 12/2021 |
| Uber | Baton Rouge | LA | 03/2019 | 06/2021 |
| Episcopal Of Acadiana | Lafayette | LA | 06/2016 | 08/2018 |
| University Of Mississippi | Oxford | MS | 08/2016 | 12/2018 |
| Louisiana University | Baton Rouge | LA | 01/2019 | 05/2021 |
| Equitable Advisors, Llc. | New York | NY | 12/2021 | 07/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Frisco | TX | 08/2023 | Present |
| Bank Of America N.A. | Frisco | TX | 09/2023 | Present |
I*1562271, Name of OBA: Uber Address: 1515 Third Street, San Francisco, California, 94103, US Investment Related: No Position, Title, Association: Other Employee Start Date: 11/04/2023 No Hours: 10 No Hours during trading: 0 Duties: Driver for uber and uber eats I*3404276 Entity Type: For Profit, Publicly Traded Name of OBA: DoorDash Address: San Francisco, California, 94107 Investment Related: No Position, Title, Association: Other Employee Start Date: 01/30/2026 Number of Hours: 3, Weekly Number of Hours during trading: 0 Duties: Food delivery service Food delivery driver I*4686271 Entity Type: Charitable Name of OBA: American Foundation for Suicide Prevention (AFSP) Address: New York, New York, 10038 Investment Related: No Position, Title, Association: Committee Employee Start Date: 07/01/2026 Number of Hours: 10, Monthly Number of Hours during trading: 0 Duties: To help raise awareness on suicide prevention through education, awareness, and community support. Helping coordinate their Denton/Collin county "Out of the Darkness Walk". Helping raise awareness about the organization and the ways that it can help.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 2022-03-10 |
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