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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-08-21
CO RA APPROVED 2024-08-19
TX RA APPROVED 2023-09-11
  • LA RA
    APPROVED
    Since 2024-08-21
  • CO RA
    APPROVED
    Since 2024-08-19
  • TX RA
    APPROVED
    Since 2023-09-11

Branch Locations

1 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T3 Trading Group,Llc New York NY 03/2021 12/2021
Uber Baton Rouge LA 03/2019 06/2021
Episcopal Of Acadiana Lafayette LA 06/2016 08/2018
University Of Mississippi Oxford MS 08/2016 12/2018
Louisiana University Baton Rouge LA 01/2019 05/2021
Equitable Advisors, Llc. New York NY 12/2021 07/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Frisco TX 08/2023 Present
Bank Of America N.A. Frisco TX 09/2023 Present
  • 03/2021 → 12/2021
    T3 Trading Group,Llc
    New York, NY
  • 03/2019 → 06/2021
    Uber
    Baton Rouge, LA
  • 06/2016 → 08/2018
    Episcopal Of Acadiana
    Lafayette, LA
  • 08/2016 → 12/2018
    University Of Mississippi
    Oxford, MS
  • 01/2019 → 05/2021
    Louisiana University
    Baton Rouge, LA
  • 12/2021 → 07/2023
    New York, NY
  • 08/2023 → Present
    Frisco, TX
  • 09/2023 → Present
    Bank Of America N.A.
    Frisco, TX
Previous Registrations
Other Businesses

I*1562271, Name of OBA: Uber Address: 1515 Third Street, San Francisco, California, 94103, US Investment Related: No Position, Title, Association: Other Employee Start Date: 11/04/2023 No Hours: 10 No Hours during trading: 0 Duties: Driver for uber and uber eats I*3404276 Entity Type: For Profit, Publicly Traded Name of OBA: DoorDash Address: San Francisco, California, 94107 Investment Related: No Position, Title, Association: Other Employee Start Date: 01/30/2026 Number of Hours: 3, Weekly Number of Hours during trading: 0 Duties: Food delivery service Food delivery driver I*4686271 Entity Type: Charitable Name of OBA: American Foundation for Suicide Prevention (AFSP) Address: New York, New York, 10038 Investment Related: No Position, Title, Association: Committee Employee Start Date: 07/01/2026 Number of Hours: 10, Monthly Number of Hours during trading: 0 Duties: To help raise awareness on suicide prevention through education, awareness, and community support. Helping coordinate their Denton/Collin county "Out of the Darkness Walk". Helping raise awareness about the organization and the ways that it can help.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-19
S63 Uniform Securities Agent State Law Examination 2022-03-10
  • S65 Uniform Investment Adviser Law Examination
    2022-10-19
  • S63 Uniform Securities Agent State Law Examination
    2022-03-10
Other Names
  • Landon Lingle
  • Landon Cole Lingle

View on SEC IAPD

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