James Patrick Dixon

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-07-18
CA	RA	APPROVED	2025-05-12

TX RA
APPROVED_RES

Since 2025-07-18
CA RA
APPROVED

Since 2025-05-12

Branch Locations

4 Corporate Plaza Dr Suite 250, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bay Alarm Company	Anaheim	CA	04/2015	08/2020
Commonwealth Financial Network	San Diego	CA	08/2020	05/2025
Allison Financial Group, Inc.	Laguna Beach	CA	06/2020	Present
Equitable Advisors, Llc	New York	NY	05/2025	Present

04/2015 → 08/2020

Bay Alarm Company

Anaheim, CA
08/2020 → 05/2025

Commonwealth Financial Network

San Diego, CA
06/2020 → Present

Allison Financial Group, Inc.

Laguna Beach, CA
05/2025 → Present

Equitable Advisors, Llc

New York, NY

Previous Registrations

2021-02-01 → 2025-05-13

Commonwealth Financial Network

Newport Beach, CA

Other Businesses

1. Trustee/Co-Trustee for four separate immediate family trusts.2. Allison Financial Group, Inc. - member. DBA used for both Equitable and outside fixed business.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-01-28

S66 Uniform Combined State Law Examination

2021-01-28

Other Names

James Dixon

View on SEC IAPD