Andrew Biagio Genovese

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-05-22

NY RA
APPROVED

Since 2023-05-22

Branch Locations

780 Fetzner Road, Rochester, NY 14626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Video Awareness	Rochester	NY	01/2009	01/2019
The Gaudino Group	Rochester	NY	01/2019	Present
Lpl Financial Llc	Rochester	NY	09/2020	Present

01/2009 → 01/2019

Video Awareness

Rochester, NY
01/2019 → Present

The Gaudino Group

Rochester, NY
09/2020 → Present

Lpl Financial Llc

Rochester, NY

Other Businesses

1) 9/2020 - Research Financial Group / DBA for LPL Business (entity for LPL business) / Investment Related / Rochester, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-05-19

S66 Uniform Combined State Law Examination

2023-05-19

View on SEC IAPD

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Other Investors

THERESA CLARE KENYON

JAMES HAROLD HARMAN

GEORGIANN VALLEE COLLINS

NICHOLAS J TAGLIARINO

HEATHER LYNN LUCAS

CHAD ROBERT JACOB

JASON ANTHONY MILNER

Other Offices

MORGAN STANLEY · Rochester, NY

COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY

NOVEM GROUP · ROCHESTER, NY

OSAIC WEALTH, INC. · ROCHESTER, NY

EDELMAN FINANCIAL ENGINES · ROCHESTER, NY

RISE ADVISORS, LLC · ROCHESTER, NY

UBS FINANCIAL SERVICES INC. · ROCHESTER, NY

MARINER · Rochester, NY

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