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Christopher Heath Grooms

Charles Schwab & Co., Inc.

Los Angeles, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-27
  • CA RA
    APPROVED
    Since 2026-02-27

Branch Locations

11601 Wilshire Blvd. Suite 100, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Austin TX 09/2020 09/2024
Fedex Freight Lubbock TX 09/2016 05/2019
Barton Associates Austin TX 06/2019 05/2020
Driven2Deliver, Llc. Austin TX 06/2020 09/2020
Student Lubbock TX 05/2016 09/2016
Charles Schwab Los Angeles CA 09/2024 Present
Charles Schwab Bank Los Angeles CA 03/2026 Present
  • 09/2020 → 09/2024
    Charles Schwab & Co., Inc.
    Austin, TX
  • 09/2016 → 05/2019
    Fedex Freight
    Lubbock, TX
  • 06/2019 → 05/2020
    Barton Associates
    Austin, TX
  • 06/2020 → 09/2020
    Driven2Deliver, Llc.
    Austin, TX
  • 05/2016 → 09/2016
    Student
    Lubbock, TX
  • 09/2024 → Present
    Charles Schwab
    Los Angeles, CA
  • 03/2026 → Present
    Charles Schwab Bank
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-27
  • S66 Uniform Combined State Law Examination
    2026-02-27

View on SEC IAPD

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