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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-21
CT RA APPROVED 2023-06-12
  • TX RA
    APPROVED
    Since 2023-06-21
  • CT RA
    APPROVED
    Since 2023-06-12

Branch Locations

36 Washington St Ste 140, Wellesley, MA 02481-1900 • United States

Sandwich, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Boston MA 09/2020 04/2023
Mass Mutual Life Insurance Company Boston MA 08/2020 04/2023
Power Home Remodeling Waltham MA 03/2018 08/2020
Unemployed Orleans MA 09/2017 03/2018
Los Angeles Angels Los Angeles CA 02/2017 09/2017
Unemployed Orleans MA 08/2016 02/2017
Ameriprise Financial Services, Llc Wellesley MA 04/2023 Present
  • 09/2020 → 04/2023
    Mml Investors Services, Llc
    Boston, MA
  • 08/2020 → 04/2023
    Mass Mutual Life Insurance Company
    Boston, MA
  • 03/2018 → 08/2020
    Power Home Remodeling
    Waltham, MA
  • 09/2017 → 03/2018
    Unemployed
    Orleans, MA
  • 02/2017 → 09/2017
    Los Angeles Angels
    Los Angeles, CA
  • 08/2016 → 02/2017
    Unemployed
    Orleans, MA
  • 04/2023 → Present
    Wellesley, MA
Other Businesses

Outside Employment; Array Services LLC; I am being paid through the LLC for the work I do at Ameriprise.; Manage advisory business; 36 Washington Street, Suite 140, WELLESLEY, MA, 02481; Investment-Related; 04/17/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-27
S63 Uniform Securities Agent State Law Examination 2022-06-30
  • S65 Uniform Investment Adviser Law Examination
    2023-05-27
  • S63 Uniform Securities Agent State Law Examination
    2022-06-30
Other Names
  • Len Donlon

View on SEC IAPD

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