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Gavin Wallace

J.P. Morgan Securities LLC

Charlotte, NC

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-08
TX RA APPROVED 2025-10-08
  • NC RA
    APPROVED
    Since 2025-10-08
  • TX RA
    APPROVED
    Since 2025-10-08

Branch Locations

4350 Congress Street Floor 01, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dimensional Fund Advisors Charlotte NC 01/2020 09/2025
Pittsburgh Pirates Pittsburgh PA 06/2017 09/2019
Fairfield University Fairfield CT 09/2014 01/2020
Old Hill Partners Darien CT 09/2019 12/2019
Brooklake Corporation Inc Florham Park NJ 05/2011 06/2017
J.P. Morgan Securities Llc Charlotte NC 09/2025 Present
Jpmorgan Chase Bank, N.A. Charlotte NC 09/2025 Present
  • 01/2020 → 09/2025
    Dimensional Fund Advisors
    Charlotte, NC
  • 06/2017 → 09/2019
    Pittsburgh Pirates
    Pittsburgh, PA
  • 09/2014 → 01/2020
    Fairfield University
    Fairfield, CT
  • 09/2019 → 12/2019
    Old Hill Partners
    Darien, CT
  • 05/2011 → 06/2017
    Brooklake Corporation Inc
    Florham Park, NJ
  • 09/2025 → Present
    J.P. Morgan Securities Llc
    Charlotte, NC
  • 09/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-08
S63 Uniform Securities Agent State Law Examination 2022-02-04
  • S65 Uniform Investment Adviser Law Examination
    2025-10-08
  • S63 Uniform Securities Agent State Law Examination
    2022-02-04
Other Names
  • Gavin R Wallace
  • Gavin Wallace
  • Gavin Robert Wallace

View on SEC IAPD

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