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Maxwell Addison Luck

Oppenheimer & Co. Inc.

Los Angeles, CA

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-11
  • CA RA
    APPROVED
    Since 2025-06-11

Branch Locations

10880 Wilshire Boulevard 23Rd Floor, Los Angeles, CA 90024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors San Diego CA 09/2020 11/2021
Unemployed San Diego CA 07/2020 08/2020
Uc San Diego San Diego CA 08/2016 06/2020
Wells Fargo Clearing Services, Llc Alhambra CA 04/2023 05/2025
Wells Fargo Bank, Na Alhambra CA 04/2023 05/2025
Unemployed South Pasadena CA 12/2021 04/2023
Oppenheimer & Co. Inc. Los Angeles CA 06/2025 Present
  • 09/2020 → 11/2021
    Equitable Advisors
    San Diego, CA
  • 07/2020 → 08/2020
    Unemployed
    San Diego, CA
  • 08/2016 → 06/2020
    Uc San Diego
    San Diego, CA
  • 04/2023 → 05/2025
    Wells Fargo Clearing Services, Llc
    Alhambra, CA
  • 04/2023 → 05/2025
    Wells Fargo Bank, Na
    Alhambra, CA
  • 12/2021 → 04/2023
    Unemployed
    South Pasadena, CA
  • 06/2025 → Present
    Oppenheimer & Co. Inc.
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-29
  • S66 Uniform Combined State Law Examination
    2020-10-29
Other Names
  • Maxwell Addison Luck
  • Maxwell Addison Luck
  • Maxwell Luck

View on SEC IAPD

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