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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-11-12 |
| AL | RA | APPROVED | 2025-11-11 |
| TX | RA | APPROVED | 2025-11-10 |
Branch Locations
3965 Dallas Parkway Frisco Regional, Frisco, TX 75034 • United States
Garland, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 10/2020 | 02/2021 |
| The Farm | Boulder | CO | 05/2019 | 04/2020 |
| University Of Colorado | Boulder | CO | 08/2017 | 08/2020 |
| Camp Bow Wow | Boulder | CO | 05/2018 | 08/2018 |
| Good Chemistry Nurseries | Aurora | CO | 05/2017 | 08/2017 |
| Unemployed | Aurora | CO | 12/2016 | 05/2017 |
| Valet Park Of America | Verona | NY | 06/2016 | 12/2016 |
| Unemployed | Boulder | CO | 08/2020 | 09/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | Frisco | TX | 04/2021 | Present |
| Tiaa | Frisco | TX | 04/2021 | Present |
| Unemployed | Dallas | TX | 03/2021 | 04/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 2020-12-14 |
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