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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-11-12
AL RA APPROVED 2025-11-11
TX RA APPROVED 2025-11-10
  • VT RA
    APPROVED
    Since 2025-11-12
  • AL RA
    APPROVED
    Since 2025-11-11
  • TX RA
    APPROVED
    Since 2025-11-10

Branch Locations

3965 Dallas Parkway Frisco Regional, Frisco, TX 75034 • United States

Garland, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 10/2020 02/2021
The Farm Boulder CO 05/2019 04/2020
University Of Colorado Boulder CO 08/2017 08/2020
Camp Bow Wow Boulder CO 05/2018 08/2018
Good Chemistry Nurseries Aurora CO 05/2017 08/2017
Unemployed Aurora CO 12/2016 05/2017
Valet Park Of America Verona NY 06/2016 12/2016
Unemployed Boulder CO 08/2020 09/2020
Tiaa-Cref Individual & Institutional Services, Llc Frisco TX 04/2021 Present
Tiaa Frisco TX 04/2021 Present
Unemployed Dallas TX 03/2021 04/2021
  • 10/2020 → 02/2021
    Equitable Advisors, Llc
    New York, NY
  • 05/2019 → 04/2020
    The Farm
    Boulder, CO
  • 08/2017 → 08/2020
    University Of Colorado
    Boulder, CO
  • 05/2018 → 08/2018
    Camp Bow Wow
    Boulder, CO
  • 05/2017 → 08/2017
    Good Chemistry Nurseries
    Aurora, CO
  • 12/2016 → 05/2017
    Unemployed
    Aurora, CO
  • 06/2016 → 12/2016
    Valet Park Of America
    Verona, NY
  • 08/2020 → 09/2020
    Unemployed
    Boulder, CO
  • 04/2021 → Present
    Frisco, TX
  • 04/2021 → Present
    Tiaa
    Frisco, TX
  • 03/2021 → 04/2021
    Unemployed
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-08
S63 Uniform Securities Agent State Law Examination 2020-12-14
  • S65 Uniform Investment Adviser Law Examination
    2025-11-08
  • S63 Uniform Securities Agent State Law Examination
    2020-12-14

View on SEC IAPD

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