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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-04 |
| CO | RA | APPROVED | 2024-09-12 |
Branch Locations
2120 Milestone Drive #101, Fort Collins, CO 80525 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Fort Collins | CO | 09/2020 | 12/2023 |
| Fifth Essence Jewelry | Fort Collins | CO | 08/2014 | Present |
| Slate Communications | Fort Collins | CO | 11/2017 | 04/2021 |
| Swift Communications | Greeley | CO | 07/2015 | 11/2017 |
| Nylife Securities Llc. | Fort Collins | CO | 05/2021 | 12/2023 |
| Osaic Wealth, Inc. | Fort Collins | CO | 12/2023 | Present |
1. FIFTH ESSENCE JEWELRY POSITION: Owner/ jewelry maker NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2014 ADDRESS: 3902 Galileo Drive Apt C, Fort Collins CO 80528, United States DESCRIPTION: Making jewelry, marketing my handmade jewelry, and selling my handmade jewelry 2. CORE FINANCIAL POSITION: Insurance Agent NATURE: DBA Name INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2024 ADDRESS: 212 Milestone Dr. Ste 101, Fort Collins CO 80525, United States DESCRIPTION: Insurance sales, life, LTC, and Disability Income Insurance 3. CORE FINANCIAL (SECURITIES) POSITION: Investment Advisor Representative NATURE: dba name INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2025 ADDRESS: 2120 Milestone Dr #101, Fort Collins CO 80525, United States DESCRIPTION: Sales/advise of approved securities products; fixed indexed and variable annuities
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-30 |
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