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Eric Buel Dubose

Wells Fargo Clearing Services, LLC

Charlotte, NC

Arden, NC

Hendersonville, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-04
NC RA APPROVED 2020-11-07
  • TX RA
    APPROVED
    Since 2021-03-04
  • NC RA
    APPROVED
    Since 2020-11-07

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

2373 Hendersonville Rd, Arden, NC 28704 • United States

301 S Main St, Hendersonville, NC 28792 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Arden NC 09/2020 Present
Helena Agri Enterprises, Llc Whiteville NC 08/2017 08/2020
Clemson University Clemson SC 08/2010 08/2017
  • 09/2020 → Present
    Wells Fargo Clearing Services, Llc
    Arden, NC
  • 08/2017 → 08/2020
    Helena Agri Enterprises, Llc
    Whiteville, NC
  • 08/2010 → 08/2017
    Clemson University
    Clemson, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-07
  • S66 Uniform Combined State Law Examination
    2020-11-07
Other Names
  • Eric Dubose

View on SEC IAPD

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