Gareth Prescott

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2020 → 03/2021
  Equitable Advisors, Llc
  New York, NY
• 08/2016 → 05/2020
  Texas A & M University
  College Station, TX
• 07/2018 → 01/2020
  Texas A M University Health Science Center
  Bryan, TX
• 06/2019 → 07/2019
  Bancfirst
  Oklahoma City, OK
• 06/2017 → 06/2018
  Favor
  Bryan, TX
• 05/2020 → 09/2020
  Unemployed
  Bryan, TX
• 06/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 03/2021 → 06/2021
  Unemployed
  Houston, TX

Exams

• S66 Uniform Combined State Law Examination
  2021-10-18
• S63 Uniform Securities Agent State Law Examination
  2020-12-21

Other Names

• Gareth Prescott
• Gareth John Prescott