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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-06-07 |
| CA | RA | APPROVED | 2021-08-02 |
Branch Locations
3000 Schwab Way, Westlake, TX 76262 • United States
Phoenix, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Scottsdale | AZ | 09/2020 | 12/2020 |
| Wells Fargo & Company | Chandler | AZ | 06/2017 | 12/2020 |
| Clovit Investments P/L | Harare | 07/2001 | 12/2016 | |
| Unemployed | Mesa | AZ | 09/2016 | 05/2017 |
| Morgan Stanley Smith Barney Llc | Scottsdale | AZ | 12/2020 | 07/2021 |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2021 | 07/2021 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 07/2021 | Present |
| Charles Schwab Bank, Ssb | Phoenix | AZ | 11/2025 | Present |
| Charles Schwab Premier Bank | Phoenix | AZ | 11/2025 | Present |
| Charles Schwab Trust Bank | Phoenix | AZ | 11/2025 | Present |
1) Demystifying Epilepsy LLC|Investment Related:No|4539 N 22nd St, Ste R;Phoenix;AZ;85016;United States of America|Printing/Publishing|Trustee|2025-05-28|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|I am Trustee of the Trust that owns this business 2) National Insurance Producer Registry|Investment Related:No|NIPR;Phoenix;AZ;85041;USA|Insurance|No job|2021-02-25|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|I have an insurance license that I would want to keep inactive. 3) Zimbabwe Chapter of the ILAE|Investment Related:No|43 St Davids Rd, Hatfield;Harare, Zimbabwe;FG;12345;|Nonprofit Charitable Organizations|Treasurer|2013-05-06|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Treasurer
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-13 |
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