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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-31
DC RA APPROVED 2021-08-12
  • TX RA
    APPROVED
    Since 2021-08-31
  • DC RA
    APPROVED
    Since 2021-08-12

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Elon University Elon NC 08/2016 05/2020
Vola's Dockside Grill Alexandria VA 05/2017 08/2017
Homeadvisor Denver CO 06/2019 08/2019
Unemployed Alexandria VA 06/2020 09/2020
B.RIley Wealth Management, Inc. Memphis TN 09/2020 06/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 06/2021 Present
Bank Of America, N.A. Washington DC 11/2022 Present
  • 08/2016 → 05/2020
    Elon University
    Elon, NC
  • 05/2017 → 08/2017
    Vola's Dockside Grill
    Alexandria, VA
  • 06/2019 → 08/2019
    Homeadvisor
    Denver, CO
  • 06/2020 → 09/2020
    Unemployed
    Alexandria, VA
  • 09/2020 → 06/2021
    B.RIley Wealth Management, Inc.
    Memphis, TN
  • 06/2021 → Present
    Washington, DC
  • 11/2022 → Present
    Bank Of America, N.A.
    Washington, DC
Other Businesses

I*512077 For profit or not for profit: Entity For Profit Name of outside business organization: Elevate Lacrosse Investment related: N Address of business: Potomac Falls, Virginia, 20165 Nature of business: ["S Corporation"] Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 9/7/2021 Number of hours devoted: 5 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , I am a head lacrosse coach for PRIDE"s 2027W team. I coach middle school aged girls for practices and tournaments during the summer and fall seasons.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-09
  • S66 Uniform Combined State Law Examination
    2021-06-09

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