Nicholas David Tupaj

Current Employers

Employment History

• 12/2016 → 01/2017
  Northwest Federal Credit Union
  Herndon, VA
• 05/2017 → 08/2017
  Northwest Federal Credit Union
  Herndon, VA
• 12/2017 → 01/2018
  Northwest Federal Credit Union
  Herndon, VA
• 05/2018 → 08/2018
  Northwest Federal Credit Union
  Herndon, VA
• 12/2018 → 01/2019
  Northwest Federal Credit Union
  Herndon, VA
• 05/2019 → 08/2019
  Northwest Federal Credit Union
  Herndon, VA
• 01/2020 → 09/2020
  Northwest Federal Credit Union
  Herndon, VA
• 04/2021 → Present
  Lpl Financial
  Herndon, VA
• 08/2016 → 12/2019
  George Mason University
  Fairfax, VA
• 08/2020 → 07/2022
  Kansas State University
  Manhattan, KS
• 05/2021 → Present
  Northwest Financial Advisors, Llc
  Herndon, VA
• 11/2024 → 11/2024
  The American College Of Financial Services
  King Of Prussia, PA

Other Businesses

1) 05/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - NORTHWEST FINANCIAL ADVISORS, LLC - INVESTMENT RELATED - HERNDON VA 20170 2) 02/14/2025 - Northwest Financial Advisors, LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date:02/01/2025 - 40 Hrs/Mth - 40 Hrs During Trading.I provide investment advisory services through Northwest Financial Advisors, LLC, an independent investment advisor firm. I started this business activity in 2/2025. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 02/07/2025 - NW Insurance Agency - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:02/01/2025 - 1 Hrs/Mth - 1 Hrs During Trading. 4) 03/11/2025 - Northwest Financial Group, LLC - Investment Related - Other - Referring Broker Dealer - At Reported Business Location(s) - Start Date:02/01/2025 - 40 Hrs/Mth - 40 Hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-07-27

Designations

Other Names

• Nick Tupaj