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John Thomas Tierney

First Citizens Investor Services, Inc.

Charlotte, NC

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-02-26
  • NC RA
    APPROVED
    Since 2026-02-26

Branch Locations

128 S Tryon Street, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 09/2020 07/2021
Tech Usa, Llc Charlotte NC 12/2018 09/2020
Bonefish Grill Concord NC 08/2017 01/2019
Queen City Q Concord NC 10/2016 09/2017
Best Impressions Caterers Charlotte NC 05/2014 10/2016
University Of North Carolina At Charlotte Charlotte NC 08/2012 05/2018
Wells Fargo Clearing Services, Llc Charlotte NC 05/2023 09/2025
Ns1 Charlotte NC 10/2021 02/2023
The Warmack Charlotte NC 02/2023 03/2023
Best Impressions Caterers Charlotte NC 03/2023 03/2023
First Citizens Investor Services Raleigh NC 10/2025 Present
  • 09/2020 → 07/2021
    The Vanguard Group, Inc.
    Charlotte, NC
  • 12/2018 → 09/2020
    Tech Usa, Llc
    Charlotte, NC
  • 08/2017 → 01/2019
    Bonefish Grill
    Concord, NC
  • 10/2016 → 09/2017
    Queen City Q
    Concord, NC
  • 05/2014 → 10/2016
    Best Impressions Caterers
    Charlotte, NC
  • 08/2012 → 05/2018
    University Of North Carolina At Charlotte
    Charlotte, NC
  • 05/2023 → 09/2025
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
  • 10/2021 → 02/2023
    Ns1
    Charlotte, NC
  • 02/2023 → 03/2023
    The Warmack
    Charlotte, NC
  • 03/2023 → 03/2023
    Best Impressions Caterers
    Charlotte, NC
  • 10/2025 → Present
    First Citizens Investor Services
    Raleigh, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-26
S63 Uniform Securities Agent State Law Examination 2020-10-29
  • S65 Uniform Investment Adviser Law Examination
    2026-02-26
  • S63 Uniform Securities Agent State Law Examination
    2020-10-29
Other Names
  • John Tierney
  • John Thomas Tierney

View on SEC IAPD

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Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

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