Grant Falstad Keenan

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2021-10-13
TX	RA	APPROVED	2021-10-13

NC RA
APPROVED

Since 2021-10-13
TX RA
APPROVED

Since 2021-10-13

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	09/2020	Present
Bankers Life	Richmond	VA	02/2020	06/2020
Duck Ocean Rescue	Duck	NC	06/2016	08/2018
Wake Forest University	Winston-Salem	NC	08/2015	05/2019
Moneysworth Equipment Rentals	Kitty Hawk	NC	06/2011	Present
Vanguard Marketing Corporation	Charlotte	NC	09/2020	Present
Vanguard Advisers, Inc.	Charlotte	NC	10/2021	Present

09/2020 → Present

The Vanguard Group, Inc.

Charlotte, NC
02/2020 → 06/2020

Bankers Life

Richmond, VA
06/2016 → 08/2018

Duck Ocean Rescue

Duck, NC
08/2015 → 05/2019

Wake Forest University

Winston-Salem, NC
06/2011 → Present

Moneysworth Equipment Rentals

Kitty Hawk, NC
09/2020 → Present

Vanguard Marketing Corporation

Charlotte, NC
10/2021 → Present

Vanguard Advisers, Inc.

Charlotte, NC

Other Businesses

NAME OF BUSINESS: VIRGINIA LIFE, HEALTH & ANNUITIES INSURANCE LICENSES INVESTMENT RELATED: ADDRESS: RICHMOND, VA NATURE OF BUSINESS: INSURANCE SALES POSITION: AGENT START DATE: 02/2020 APPROXIMATE HOURS PER MONTH: 0 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: MAINTAIN ONLY NAME OF BUSINESS: MONEYSWORTH EQUIPMENT RENTALS NOT INVESTMENT RELATED ADDRESS: KITTY HAWK, NC NATURE OF BUSINESS: EQUIPMENT RENTALS POSITION: MANAGER AND EMERGENCY RELIEF DELIVERY DRIVER START DATE: 06/2011 APPROX HOURS PER MONTH: 0 HOURS DURING SECURITY TRADING HOURS: 0 DUTIES: FAMILY BUSINESS, LOGISTICS AND DELIVERY OF EQUIPMENT AND LINEN RENTALS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-10-07
S63	Uniform Securities Agent State Law Examination	2020-10-23

S66 Uniform Combined State Law Examination

2021-10-07
S63 Uniform Securities Agent State Law Examination

2020-10-23

Other Names

Grant Keenan

View on SEC IAPD