Alexander Shand Douglas

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2021 → 03/2024
  Element Squared Llc
  Minneapolis, MN
• 03/2021 → 05/2021
  Element Squared Llc
  Minneapolis, MN
• 02/2020 → 06/2021
  Nexvision Financial Group
  St. Paul, MN
• 08/2020 → 03/2021
  Guardian Life Insurance Company
  Minneapolis, MN
• 02/2018 → 02/2019
  Vitech Industries/Systems Group
  New York, NY
• 12/2017 → 05/2019
  Reed Group
  Minnetonka, MN
• 11/2015 → 12/2017
  Unemployed
  Minnetonka, MN
• 05/2019 → 08/2020
  Unemployed
  Edina, MN
• 03/2024 → Present
  The Prudential Insurance Company Of America
  Minneapolis, MN
• 03/2024 → 11/2024
  Pruco Securities Llc
  Minneapolis, MN
• 11/2024 → Present
  Lpl Enterprise, Llc
  Minneapolis, MN

Previous Registrations

• 2024-04-01 → 2024-11-14
  Pruco Securities, Llc.
  St. Louis Park, MN
  Minneapolis, MN
  St. Louis Park, MN
• 2021-06-01 → 2024-03-12
  Element Squared Private Wealth
  Minneapolis, MN

Other Businesses

1) 12/04/2024-Loch Leven Investments-DBA for LPL Business (entity for LPL business)-Inv Related-At Reported Business location(s)-Start date 03/26/2024-160hrs/mth-160hrs during trading 2) 11/17/2025-Townsedge Terrace-Owner/Manager-Real Estate Rental-Inv related-At Moundsview, MN-Start date 11/12/2025-10hrs/mth-2hrs/mth during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-03-29
• S65 Uniform Investment Adviser Law Examination
  2021-05-01