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Sofia Anna Kaldes

Osaic Institutions, Inc.

Harrisburg, PA

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-03-16
  • PA RA
    APPROVED
    Since 2026-03-16

Branch Locations

2407 Park Drive, Harrisburg, PA 17110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mid Penn Bank/Mid Penn Financial Services Harrisburg PA 06/2019 Present
Full Time Education - Kutztown University Kutztown PA 02/2019 05/2019
Mid Penn Bank Harrisburg PA 12/2018 01/2019
Full Time Education - Kutztown University Kutztown PA 09/2018 11/2018
Mid Penn Bank Harrisburg PA 05/2018 08/2018
Full Time Education - Kutztown University Kutztown PA 08/2017 04/2018
Caddy Shack Restaurant Mechanicsburg PA 06/2016 08/2017
Infinex Investments, Inc. Meriden CT 09/2020 Present
  • 06/2019 → Present
    Mid Penn Bank/Mid Penn Financial Services
    Harrisburg, PA
  • 02/2019 → 05/2019
    Full Time Education - Kutztown University
    Kutztown, PA
  • 12/2018 → 01/2019
    Mid Penn Bank
    Harrisburg, PA
  • 09/2018 → 11/2018
    Full Time Education - Kutztown University
    Kutztown, PA
  • 05/2018 → 08/2018
    Mid Penn Bank
    Harrisburg, PA
  • 08/2017 → 04/2018
    Full Time Education - Kutztown University
    Kutztown, PA
  • 06/2016 → 08/2017
    Caddy Shack Restaurant
    Mechanicsburg, PA
  • 09/2020 → Present
    Infinex Investments, Inc.
    Meriden, CT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-03-30
S65 Uniform Investment Adviser Law Examination 2026-03-13
  • S63 Uniform Securities Agent State Law Examination
    2026-03-30
  • S65 Uniform Investment Adviser Law Examination
    2026-03-13

View on SEC IAPD

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Other Offices

SANTANDER SECURITIES LLC · Conshohocken, PA
J.P. MORGAN SECURITIES LLC · Conshohocken, PA
CITIZENS SECURITIES, INC. · CONSHOHOCKEN, PA
CETERA INVESTMENT ADVISERS LLC · CONSHOHOCKEN, PA
LPL FINANCIAL LLC · CONSHOHOCKEN, PA
INDEPENDENCE SQUARE HOLDINGS, LLC · Conshohocken, PA
FIRSTRUST FINANCIAL ADVISORS · CONSHOHOCKEN, PA
EQUITABLE ADVISORS, LLC · CONSHOHOCKEN, PA

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