John Terence Obrien

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2020 → 04/2021
  The Vanguard Group, Inc.
  Malvern, PA
• 05/2019 → 08/2019
  Finwise Bank
  Rockville Centre, NY
• 04/2019 → 04/2019
  Augusta National
  Augusta, GA
• 06/2018 → 06/2018
  Coreview
  Hempstead, NY
• 06/2018 → 08/2018
  Paulsen Real Estate Corp
  Long Beach, NY
• 06/2018 → 06/2018
  Prestige
  Freeport, NY
• 09/2016 → 12/2016
  Iona College
  New Rochelle, NY
• 08/2017 → 03/2020
  Jackimo Sales Llc
  Columbia, SC
• 05/2020 → 09/2020
  Unemployed
  Rockville Centre, NY
• 01/2017 → 05/2017
  Nassau Community College
  Garden City, NY
• 08/2017 → 05/2020
  University Of South Carolina
  Columbia, SC
• 04/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 04/2025 → Present
  Bank Of America, N.A.
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-08-07
• S63 Uniform Securities Agent State Law Examination
  2020-10-21