Best Investors Account Sign in
Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • NJ RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

1800 Route 34 Bldg 2 Ste 201, Wall, NJ 07719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St Paul MN 01/2005 08/2023
Securian Financial Services Inc St Paul MN 01/2005 08/2023
Mid Atlantic Resource Group Wall NJ 01/2005 Present
Mid Atlantic Benefit Strategies Wall NJ 01/2005 Present
Cetera Wealth Services, Llc Wall NJ 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Margfinancial Wall NJ 01/2021 Present
  • 01/2005 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 01/2005 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 01/2005 → Present
    Mid Atlantic Resource Group
    Wall, NJ
  • 01/2005 → Present
    Mid Atlantic Benefit Strategies
    Wall, NJ
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Wall, NJ
  • 08/2023 → Present
    Schaumburg, IL
  • 01/2021 → Present
    Margfinancial
    Wall, NJ
Previous Registrations
  • 2005-07-06 → 2023-08-10
    Securian Financial Services, Inc.
    Neptune, NJ
    Wall, NJ
    St. Paul, MN
Other Businesses

1) MID ATLANTIC RESOURCE GROUP & MID ATLANTIC BENEFITS STRATEGIES , FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2005 ADDRESS: SAME AS REGISTERED LOCATION, DESCRIPTION: Agent/Broker 2) FREEHOLD FIRE DEPT POSITION: Volunteer NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2001 ADDRESS: 49 West Main Street, Freehold NJ 07728, United States DESCRIPTION: Volunteer Firefigg 2, Ste 201, Wall, NJ 07719hter for the town of Freehold providing emergency services. I receive $1650 per year in a deferred compensation plan for my time served. 3) 407 SUMMER STREET LLC POSITION: Manager NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2021 ADDRESS: 163 Princeton Oval, Freehold NJ 07728, United States DESCRIPTION: 407 Summer Street, LLC is an LLC to hold a rental property in the state of Massachusetts. I am the sole manager of the LLC. The LLC of owned entirely by the Marsha Joan Niederman Irrevocable Trust, which is my mother's trust where I serve as a trustee. 4) MARSHA JOAN NIEDERMAN IRREVOCABLE TRUST POSITION: Trustee NATURE: Trustee INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/23/2010 ADDRESS: 112 Wimbledon Drive, West Yarmouth MA 02673, United States DESCRIPTION: I have been serving as a trustee on my mother's trust since it was created in 2010. I am also the financial advisor to the assets in the trust. The co-trustee is our family CPA, Brian Kipnis. 5) RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2016 ADDRESS: 34-1 Whistler Drive, Freehold NJ 07728, United States DESCRIPTION: My wife and I rent a townhouse that we used to live in; 6) NAME OF OTHER BUSINESS: INDEPENDENCE SQUARE CONDO ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 36 WHISTLER DR, FREEHOLD, NJ 07728; NATURE OF BUSINESS: HOA; START DATE: 8/2023; POSITION/TITLE/RELATIONSHIP: BOARD TRUSTEE; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: SERVE AS A TRUSTEE/BOARD MEMBER FOR CONDO ASSOCIATION; 7) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 10/2023, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 5, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY AND LONG-TERM CARE; 8) NAME OF OTHER BUSINESS: MARGFINANCIAL INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/01/2021 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-09
S63 Uniform Securities Agent State Law Examination 2005-02-11
  • S65 Uniform Investment Adviser Law Examination
    2005-06-09
  • S63 Uniform Securities Agent State Law Examination
    2005-02-11
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wall, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor