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303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-08-08 |
Branch Locations
303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
444 Seabreeze Blvd #400, Daytona Beach, FL 32118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vital Records Control Of Fl, Llc | Melbourne | FL | 11/2013 | 03/2017 |
| Unemployed | New Smyrna Beach | FL | 04/2017 | 11/2017 |
| Ocean Properties & Management, Inc. | New Smyrna Beach | FL | 12/2017 | Present |
| Bankers Life & Casualty, Inc | Daytona Beach | FL | 08/2019 | Present |
| Bankers Life Securities, Inc | Daytona Beach | FL | 09/2020 | Present |
| Volusia County Schools | Deland | FL | 11/2018 | 06/2021 |
| Bankers Life Securities, Inc | Daytona Beach | FL | 08/2022 | Present |
Working for Bankers Life & Casualty (Insurance Company) since August 2019, currently located in Daytona Beach, FL. Full time agent selling life insurance, long term care insurance, and medicare supplement insurance. PDS WAREHOUSE, LLC POSITION: Limited Partner NATURE: We own a commercial building that is rented to a tenant, i.e., commercial rental property. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2013 ADDRESS: 680 Atlantis Road, Melbourne FL 32904, United States DESCRIPTION: I am simply a limited partner (passive individual) with 5% share of profit, loss, and capital. SILVER SANDS CIVIC ASSOCIATION POSITION: Vice-President NATURE: There are approximately 98 member homes (within Silver Sands) in this volunteer organization. There is a nominal fee to belong to the organization. The fees that are collected are used for maintaining the clubhouse, sponsoring social events, and donating to various causes within the community. Basically, this organization is a not for profit and was formed decades again for the purpose of bettering the community through socialization, monitoring legislative items that may effect the community, improving safety within the community as needed. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 5 Palm Dr., New Smyrna Beach FL 32169, United States DESCRIPTION: This position requires the person to attend monthly community board meetings where the board discusses and votes on topics related to the community's socialization, security & safety, involvement in legislative topics, and other related matters. OCEAN PROPERTIES & MANAGEMENT, INC. POSITION: REALTOR NATURE: Real Estate Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 12/04/2017 ADDRESS: 3500 S Atlantic Ave, New Smyrna Beach FL 32168, United States DESCRIPTION: I work independently as a realtor representing both buyers and sellers in residential real estate transactions. Organizational requirements include that I maintain my real estate license in Florida and maintaining the State's required amount of continuing education. OCEAN ASSOCIATES, INC. POSITION: Real Estate Salesperson NATURE: Real estate sales referrals INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2025 ADDRESS: 3500 S Atlantic Ave, New Smyrna Beach FL 32169, United States DESCRIPTION: Salesperson agrees to provide listing and selling leads to Broker from time totime, and otherwise to promote the business of serving the public in real estatetransactions to the end that each of the parties hereto may derive the greatestprofit possible.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-07-16 |
| S65 | Uniform Investment Adviser Law Examination | 2022-07-30 |
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