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Jennah Nadine Plessinger

Capital Client Group, Inc.

Fortville, IN

Carmel, IN

CRD 7293088

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Employer firm

Capital Client Group, Inc. CRD 6247

Reported services (Item 5G)

  • RECOMMENDING AFFILIATE AS INVESTMENT ADVISER OF SMA ASSETS

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-06-19
  • IN RA
    APPROVED
    Since 2021-06-19

Branch Locations

Fortville, IN • United States

12711 N. Meridian Street, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Group Companies - American Funds Carmel IN 08/2020 04/2022
Unemployed Mccordsville IN 05/2020 08/2020
Hanover College Hanover IN 09/2016 05/2020
Unemployed Mccordsville IN 08/2010 09/2016
Capital Group Companies - American Funds Carmel IN 04/2022 03/2024
Capital Group Companies - American Funds Carmel IN 03/2024 03/2026
Capital Group/Capital Client Group, Inc. Carmel IN 03/2026 Present
  • 08/2020 → 04/2022
    Capital Group Companies - American Funds
    Carmel, IN
  • 05/2020 → 08/2020
    Unemployed
    Mccordsville, IN
  • 09/2016 → 05/2020
    Hanover College
    Hanover, IN
  • 08/2010 → 09/2016
    Unemployed
    Mccordsville, IN
  • 04/2022 → 03/2024
    Capital Group Companies - American Funds
    Carmel, IN
  • 03/2024 → 03/2026
    Capital Group Companies - American Funds
    Carmel, IN
  • 03/2026 → Present
    Capital Group/Capital Client Group, Inc.
    Carmel, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-18
  • S66 Uniform Combined State Law Examination
    2021-06-18
Other Names
  • Jennah Nadine Ruddick

View on SEC IAPD

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