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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-10
VA RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10
  • VA RA
    APPROVED
    Since 2023-08-10

Branch Locations

1021 East Cary Street Suite 1225, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northstar Resource Group Richmond VA 09/2020 Present
Minnesota Life Insurance Company St Paul MN 09/2020 08/2023
Securian Financial Services Inc St Paul MN 09/2020 08/2023
Unemployed Harrisonburg VA 03/2020 08/2020
James Madison University Harrisonburg VA 08/2016 04/2020
Packsaddle Ridge Golf Club Keeletown VA 05/2019 11/2019
Moneywise Payroll Solution Charlottesville VA 04/2016 08/2017
City Of Charlottesville Charlottesville VA 06/2014 08/2017
Axa Advisors Falls Church Va VA 10/2016 12/2016
Cetera Wealth Services, Llc Richmond VA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 09/2020 → Present
    Northstar Resource Group
    Richmond, VA
  • 09/2020 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 09/2020 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 03/2020 → 08/2020
    Unemployed
    Harrisonburg, VA
  • 08/2016 → 04/2020
    James Madison University
    Harrisonburg, VA
  • 05/2019 → 11/2019
    Packsaddle Ridge Golf Club
    Keeletown, VA
  • 04/2016 → 08/2017
    Moneywise Payroll Solution
    Charlottesville, VA
  • 06/2014 → 08/2017
    City Of Charlottesville
    Charlottesville, VA
  • 10/2016 → 12/2016
    Axa Advisors
    Falls Church Va, VA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Richmond, VA
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-08-12 → 2023-08-10
    Securian Financial Services, Inc.
    Richmond, VA
    St. Paul, MN
Other Businesses

1. NORTH STAR CONSULTANTS AND NORTH STAR BROKERAGE GROUP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/13/2021 ADDRESS: 2701 University Ave SE, Minneapolis MN 55414, United States DESCRIPTION: Offering clients group/employee benefits and fixed insurance options; 2. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2020, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-31
  • S66 Uniform Combined State Law Examination
    2021-07-31

View on SEC IAPD

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