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Daniel John Wolkerstorfer

Ubs Financial Services Inc.

Wayzata, MN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-04-10
  • MN RA
    APPROVED
    Since 2017-04-10

Branch Locations

681 Lake Street E. Suite 354, Wayzata, MN 55391-1758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Wayzata MN 06/2007 04/2017
Wealth Enhancement Group, Llc Wayzata MN 05/2007 04/2017
Wealth Enhancement Brokerage Services, Llc Wayzata MN 06/2007 04/2017
Wealth Enhancement Advisory Services Plymouth MN 06/2016 04/2017
Ubs Financial Services Wayzata MN 04/2017 Present
  • 06/2007 → 04/2017
    Lpl Financial Llc
    Wayzata, MN
  • 05/2007 → 04/2017
    Wealth Enhancement Group, Llc
    Wayzata, MN
  • 06/2007 → 04/2017
    Wealth Enhancement Brokerage Services, Llc
    Wayzata, MN
  • 06/2016 → 04/2017
    Wealth Enhancement Advisory Services
    Plymouth, MN
  • 04/2017 → Present
    Ubs Financial Services
    Wayzata, MN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-07
S63 Uniform Securities Agent State Law Examination 2005-09-14
  • S65 Uniform Investment Adviser Law Examination
    2016-06-07
  • S63 Uniform Securities Agent State Law Examination
    2005-09-14
Other Names
  • Dan Wolkerstorfer

View on SEC IAPD

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JESSICA ROSE HINDERMANN
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GREGORY PAUL OLSON

Other Offices

MORGAN STANLEY · Wayzata, MN
LARSON FINANCIAL GROUP, LLC · Wayzata, MN
EDWARD JONES · Wayzata, MN
WALLEYE CAPITAL LLC · WAYZATA, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WAYZATA, MN
GARDA CAPITAL PARTNERS · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA , MN

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