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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-23
FL RA APPROVED 2024-07-18
  • TX RA
    APPROVED
    Since 2025-04-23
  • FL RA
    APPROVED
    Since 2024-07-18

Branch Locations

101 East Kennedy Blvd. 32Nd Floor, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernsten & Co. Tampa FL 07/2020 Present
Boston Red Sox Boston MA 06/2016 02/2020
Hit Doctor Baseball Academy Mt. Laurel NJ 01/2016 01/2020
Gridiron Capital, Llc New Canaan CT 09/2019 12/2019
Boston College Chestnut Hill MA 09/2013 12/2018
Unemployed Barrington NJ 02/2020 06/2020
  • 07/2020 → Present
    Sanford C. Bernsten & Co.
    Tampa, FL
  • 06/2016 → 02/2020
    Boston Red Sox
    Boston, MA
  • 01/2016 → 01/2020
    Hit Doctor Baseball Academy
    Mt. Laurel, NJ
  • 09/2019 → 12/2019
    Gridiron Capital, Llc
    New Canaan, CT
  • 09/2013 → 12/2018
    Boston College
    Chestnut Hill, MA
  • 02/2020 → 06/2020
    Unemployed
    Barrington, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-29
S63 Uniform Securities Agent State Law Examination 2023-05-17
  • S65 Uniform Investment Adviser Law Examination
    2024-05-29
  • S63 Uniform Securities Agent State Law Examination
    2023-05-17

View on SEC IAPD

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