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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-23 |
| FL | RA | APPROVED | 2024-07-18 |
Branch Locations
101 East Kennedy Blvd. 32Nd Floor, Tampa, FL 33602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanford C. Bernsten & Co. | Tampa | FL | 07/2020 | Present |
| Boston Red Sox | Boston | MA | 06/2016 | 02/2020 |
| Hit Doctor Baseball Academy | Mt. Laurel | NJ | 01/2016 | 01/2020 |
| Gridiron Capital, Llc | New Canaan | CT | 09/2019 | 12/2019 |
| Boston College | Chestnut Hill | MA | 09/2013 | 12/2018 |
| Unemployed | Barrington | NJ | 02/2020 | 06/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2023-05-17 |
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