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Juana E Garcia

Fifth Third Securities, Inc.

Naples, FL

Naples, FL

Naples, FL

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-07-12
  • FL RA
    APPROVED
    Since 2021-07-12

Branch Locations

8771 Tamiami Trail, Naples, FL 34108 • United States

5076 Airport-Pulling Road North, Naples, FL 34105 • United States

2100 Tamiami Trail North, Naples, FL 34102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Naples FL 11/2014 Present
Fifth Third Securities Naples FL 08/2020 Present
  • 11/2014 → Present
    Fifth Third Bank
    Naples, FL
  • 08/2020 → Present
    Fifth Third Securities
    Naples, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-10
S63 Uniform Securities Agent State Law Examination 2021-04-06
  • S65 Uniform Investment Adviser Law Examination
    2021-07-10
  • S63 Uniform Securities Agent State Law Examination
    2021-04-06
Other Names
  • Juana Esmeralda Garcia

View on SEC IAPD

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Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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