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CRD 4904218
Thrivent Investment Management Inc. CRD 18387
$20.8B regulatory AUM 84,100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-05 |
| KS | RA | APPROVED | 2021-01-04 |
| NJ | RA | APPROVED | 2020-03-03 |
Branch Locations
45 North Broad St, Ridgewood, NJ 07450 • United States
2920 State Rt 23, Newfoundland, NJ 07435 • United States
5440 West 110Th St Bldg 2, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | Leawood | KS | 03/2018 | 06/2019 |
| Thrivent Financial | Minneapolis | MN | 01/2005 | 03/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2019 | 01/2020 |
| Northwestern Mutual Investment Services Llc | Leawood | KS | 06/2019 | 01/2020 |
| Thrivent Investment Management Inc | Montvale | NJ | 01/2005 | 03/2018 |
| Thrivent Investment Management Inc | Newfoundland | NJ | 02/2020 | Present |
| Thrivent Financial | Appleton | WI | 03/2020 | 06/2020 |
| Thrivent Financial | Appleton | WI | 06/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-10 |
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