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Anita P Sawrie

Raymond James & Associates, Inc.

Mobile, AL

CRD 7292144

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-01
AL RA APPROVED 2022-04-11
  • TX RA
    APPROVED_RES
    Since 2024-11-01
  • AL RA
    APPROVED
    Since 2022-04-11

Branch Locations

21 West 1-65 Service Road North, Mobile, AL 36608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Mobile AL 09/2020 01/2021
Primelending, A Plains Capital Company Mobile AL 10/2018 08/2020
Regions Bank Spanish Fort AL 11/2016 10/2018
Fifth Third Bank Nashville TN 05/2015 09/2016
Raymond James & Associates, Inc. Mobile AL 01/2022 Present
Unemployed Mobile AL 02/2021 12/2021
  • 09/2020 → 01/2021
    Raymond James & Associates, Inc.
    Mobile, AL
  • 10/2018 → 08/2020
    Primelending, A Plains Capital Company
    Mobile, AL
  • 11/2016 → 10/2018
    Regions Bank
    Spanish Fort, AL
  • 05/2015 → 09/2016
    Fifth Third Bank
    Nashville, TN
  • 01/2022 → Present
    Raymond James & Associates, Inc.
    Mobile, AL
  • 02/2021 → 12/2021
    Unemployed
    Mobile, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-17
  • S66 Uniform Combined State Law Examination
    2021-09-17
Other Names
  • Anita Prahlad Patel
  • Anita P. Sawrie
  • Anita Prahladbhai Sawrie

View on SEC IAPD

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