Elizabeth Botti

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2019 → 04/2023
  First Republic Investment Management, Inc
  New York, NY
• 08/2020 → 04/2023
  First Republic Securities Company, Llc
  New York, NY
• 10/2014 → 05/2019
  Hollow Brook Wealth Management Llc
  Katonah, NY
• 06/2019 → 04/2023
  J.P. Morgan Private Wealth Advisors Llc
  New York, NY
• 03/2024 → 04/2025
  J.P. Morgan Securities Llc
  New York, NY
• 01/2024 → 04/2025
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 05/2023 → 12/2023
  Unemployed
  New York, NY
• 04/2025 → Present
  Rbc Capital Markets, Llc
  New York, NY

Previous Registrations

• 2024-03-25 → 2025-04-18
  J.P. Morgan Securities Llc
  New York, NY
  New York, NY
• 2020-11-09 → 2023-05-17
  J.P. Morgan Private Wealth Advisors Llc
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2020-11-06

Other Names

• Liz Botti
• Elizabeth Ann Botti