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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-11-21
  • SC RA
    APPROVED
    Since 2023-11-21

Branch Locations

North Charleston, SC • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Charleston SC 09/2020 05/2023
Wells Fargo Columbia MD 06/2019 10/2020
Baltimore County Government Towson MD 05/2018 06/2019
Virginia Wesleyan University Virginia Beach VA 08/2014 05/2018
Nylife Securities Llc Charleston SC 05/2021 05/2023
Empower Financial Services, Inc Greenwood Village CO 07/2023 Present
Empower Advisory Group, Llc Greenwood Village CO 11/2023 Present
  • 09/2020 → 05/2023
    New York Life Insurance
    Charleston, SC
  • 06/2019 → 10/2020
    Wells Fargo
    Columbia, MD
  • 05/2018 → 06/2019
    Baltimore County Government
    Towson, MD
  • 08/2014 → 05/2018
    Virginia Wesleyan University
    Virginia Beach, VA
  • 05/2021 → 05/2023
    Nylife Securities Llc
    Charleston, SC
  • 07/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 11/2023 → Present
    Greenwood Village, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-10
S63 Uniform Securities Agent State Law Examination 2023-08-05
  • S65 Uniform Investment Adviser Law Examination
    2023-11-10
  • S63 Uniform Securities Agent State Law Examination
    2023-08-05

View on SEC IAPD

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