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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-28
FL RA APPROVED 2021-10-14
  • TX RA
    APPROVED_RES
    Since 2022-09-28
  • FL RA
    APPROVED
    Since 2021-10-14

Branch Locations

9000 Southside Blvd Ci Relationship Management, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 11/2013 02/2020
Bank Of America, N.A. Jacksonville FL 12/2013 02/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated (Crd: 7691) Jacksonville FL 09/2021 Present
Unemployed Jacksonville Beach FL 02/2020 09/2021
Bank Of America, N.A. Jacksonville FL 11/2021 Present
  • 11/2013 → 02/2020
    Jacksonville, FL
  • 12/2013 → 02/2020
    Bank Of America, N.A.
    Jacksonville, FL
  • 09/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated (Crd: 7691)
    Jacksonville, FL
  • 02/2020 → 09/2021
    Unemployed
    Jacksonville Beach, FL
  • 11/2021 → Present
    Bank Of America, N.A.
    Jacksonville, FL
Previous Registrations
Other Businesses

*770232 For profit or not for profit: Entity For Profit Name of outside business organization: TEAL TRAIL LLC Investment related: N Address of business: Jacksonville Beach, Florida, 32250 Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member","Owner"], Start date of relationship: 5/1/2022 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , This LLC would be established and funded for the purpose of owning recreational, hunting, and/or timber land.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-19
  • S66 Uniform Combined State Law Examination
    2005-04-19
Other Names
  • Neal C Destafney

View on SEC IAPD

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