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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-27
TX RA APPROVED 2022-07-14
NJ RA APPROVED 2022-06-15
  • NY RA
    APPROVED
    Since 2024-09-27
  • TX RA
    APPROVED
    Since 2022-07-14
  • NJ RA
    APPROVED
    Since 2022-06-15

Branch Locations

One Bryant Park Pbig - New York, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 09/2020 05/2021
Unemployed East Orange NJ 03/2020 09/2020
Garan Inc. New York NY 11/2019 03/2020
Bank Of America New York NY 11/2015 11/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vauxhall NJ 11/2021 03/2022
Unemployed East Orange NJ 05/2021 11/2021
Borough Of Manhattan Community College New York NY 01/2017 05/2019
Bank Of America, N.A. Vauxhall NJ 11/2021 03/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NJ 05/2022 Present
Bank Of America, N.A. New York NY 07/2026 Present
  • 09/2020 → 05/2021
    Equitable Advisors, Llc
    New York, NY
  • 03/2020 → 09/2020
    Unemployed
    East Orange, NJ
  • 11/2019 → 03/2020
    Garan Inc.
    New York, NY
  • 11/2015 → 11/2019
    Bank Of America
    New York, NY
  • 11/2021 → 03/2022
    Vauxhall, NJ
  • 05/2021 → 11/2021
    Unemployed
    East Orange, NJ
  • 01/2017 → 05/2019
    Borough Of Manhattan Community College
    New York, NY
  • 11/2021 → 03/2022
    Bank Of America, N.A.
    Vauxhall, NJ
  • 05/2022 → Present
    New York, NJ
  • 07/2026 → Present
    Bank Of America, N.A.
    New York, NY
Other Businesses

I*2605298, Entity Type: Entity For Profit, Name of OBA: UBER, Address: EAST ORANGE, New Jersey, 07018, Investment Related: N, Position, Title, Association: ["Other"], Employee State Date: 08/01/2025, No Hours: 4 Weekly, No Hours during Trading: 0 Weekly, Duties: Driver, Deliver packages to and from locations I*2704297, Entity Type Entity For Profit, Name of OBA: DOCUHELP & CONSULTANTS LLC Address: East OrangeNew Jersey07018 Investment Related: No Position, Title, Association: General Partner/Managing Member,Owner Employee Start Date:08/05/2025 No Hours: 7 weekly No Hours during trading: 0 Duties: My responsibility is to use the information provided by the client to accurately complete the forms/ document required for their need. The purpose of the LLC is to provide administrative assistance with completing immigration related forms based on client demands. The firm or its personnel will be not be advising client in any nature but solely gathering information from the client and using that data to complete the document

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-13
  • S66 Uniform Combined State Law Examination
    2022-04-13

View on SEC IAPD

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