Jason T Sipe

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-03-29
WA	RA	APPROVED	2022-02-22

TX RA
APPROVED

Since 2022-03-29
WA RA
APPROVED

Since 2022-02-22

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

1201 Pacific Ave, Tacoma, WA 98402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Twitch	Olympia	WA	11/2018	Present
Upwork Inc.	Santa Clara	CA	02/2020	Present
Instacart	San Francisco	CA	04/2020	Present
Alma Mater Tacoma	Tacoma	WA	05/2019	11/2019
Pacific Lutheran University	Tacoma	WA	07/2012	11/2018
Jason Sipe Restaurants, Inc.	Tacoma	WA	03/2016	04/2019
Equitable Advisors,Llc	New York	NY	09/2020	08/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Tacoma	WA	08/2021	Present
Bank Of America, N.A.	Tacoma	WA	12/2022	Present

11/2018 → Present

Twitch

Olympia, WA
02/2020 → Present

Upwork Inc.

Santa Clara, CA
04/2020 → Present

Instacart

San Francisco, CA
05/2019 → 11/2019

Alma Mater Tacoma

Tacoma, WA
07/2012 → 11/2018

Pacific Lutheran University

Tacoma, WA
03/2016 → 04/2019

Jason Sipe Restaurants, Inc.

Tacoma, WA
09/2020 → 08/2021

Equitable Advisors,Llc

New York, NY
08/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tacoma, WA
12/2022 → Present

Bank Of America, N.A.

Tacoma, WA

Other Businesses

Name of the other businessTwitch.tv Whether the business is investment-relatedNo Address of the other businessOlympia, WA Nature of the other businessLive stream entertainment broadcasts Your positionContent Creator Title, or relationship with the other businessContent Creator (freelance) Start date of your relationship11/2018 Approximate number of hours/month you devote to the other business40 hrs/mo Number of hours you devote to the other business during securities trading hoursZero Briefly describe your duties relating to the other businessI create live-streamed content on Twitch, generally related to the culinary arts. I never discuss investments nor securities in this role. Name of the other businessFoodbeast Whether the business is investment-relatedNo Address of the other businessOlympia, WA Nature of the other businessFood content/entertainment Your positionContent creator Title, or relationship with the other businessContent creator (freelance) Start date of your relationship02/2021 Approximate number of hours/month you devote to the other business0 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessHave competed and collaborated in food-related events with the Foodbeast team on a non-regular basis.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-02-18
S63	Uniform Securities Agent State Law Examination	2020-10-26

S66 Uniform Combined State Law Examination

2022-02-18
S63 Uniform Securities Agent State Law Examination

2020-10-26

Other Names

Jason Sipe
Jason Thomas Sipe

View on SEC IAPD