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Keegan J Hornbuckle

Rbc Capital Markets, LLC

Mt. Pleasant, SC

Beverly Hills, CA

CRD 7291605

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-07-23
TX RA APPROVED 2022-04-29
CA RA APPROVED 2022-03-02
  • SC RA
    APPROVED
    Since 2025-07-23
  • TX RA
    APPROVED
    Since 2022-04-29
  • CA RA
    APPROVED
    Since 2022-03-02

Branch Locations

Mt. Pleasant, SC • United States

9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Beverly Hills CA 12/2020 02/2022
Viewpoint School Calabasas CA 06/2014 03/2020
Self Employed Los Angeles CA 01/2014 03/2020
Morgan Stanley Private Bank, N.A New York NY 05/2021 02/2022
Rbc Capital Markets, Llc Beverly Hills CA 03/2022 Present
Unemployed Beverly Hills CA 04/2020 11/2020
City National Bank Beverly Hills CA 05/2022 Present
  • 12/2020 → 02/2022
    Morgan Stanley
    Beverly Hills, CA
  • 06/2014 → 03/2020
    Viewpoint School
    Calabasas, CA
  • 01/2014 → 03/2020
    Self Employed
    Los Angeles, CA
  • 05/2021 → 02/2022
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 03/2022 → Present
    Rbc Capital Markets, Llc
    Beverly Hills, CA
  • 04/2020 → 11/2020
    Unemployed
    Beverly Hills, CA
  • 05/2022 → Present
    City National Bank
    Beverly Hills, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-18
  • S66 Uniform Combined State Law Examination
    2020-12-18
Other Names
  • Keegan Hornbuckle

View on SEC IAPD

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