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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-23 |
| LA | RA | APPROVED | 2025-11-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lafayette | LA | 08/2020 | Present |
| The Law Office Of Stephen C Gaubert | Lafayette | LA | 09/2011 | 08/2020 |
I*2048401, Entity Type, Name of OBA: STM Lacrosse Parent Booster Club Address: LAFAYETTELouisiana70503 Investment Related: No Position, Title, Association: Treasurer Employee Start Date: 11/04/2024No Hours: 1 weekly No Hours during trading:0 Duties:Treasurer for my son's school lacrosse team. I would be listed on the bank account (not brokerage) to deposit the raised funds and have access to a debit card for when the funds need to be accessed by the team throughout the season. My name is on the account, but I am only tracking the funds to make sure everything is accounted for. I do not make any decisions on how or when the funds are spent. Purpose of the entity - we raise money for the STM Lacrosse Team (my son's High School Lacrosse team) for items not covered by the school - as in travel expenses and helping players with fees and equipment.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-19 |
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