Best Investors Account Sign in
Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-29
IL RA APPROVED 2025-04-15
  • TX RA
    APPROVED
    Since 2025-04-29
  • IL RA
    APPROVED
    Since 2025-04-15

Branch Locations

110 N Wacker Dr, Chicago, IL 60606 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 08/2020 Present
Zara Usa Oak Brook IL 09/2016 07/2020
Ctf Illinois Charleston IL 04/2018 07/2019
College Of Dupage Glen Ellyn IL 08/2016 05/2017
Eastern Illinois University Charleston IL 08/2017 07/2019
  • 08/2020 → Present
    Chicago, IL
  • 09/2016 → 07/2020
    Zara Usa
    Oak Brook, IL
  • 04/2018 → 07/2019
    Ctf Illinois
    Charleston, IL
  • 08/2016 → 05/2017
    College Of Dupage
    Glen Ellyn, IL
  • 08/2017 → 07/2019
    Eastern Illinois University
    Charleston, IL
Other Businesses

I*962444 For profit or not for profit: Name of outside business organization: Myrick Financial LLC Investment related: N Address of business: Chicago, Illinois Nature of business: ["Business or Industry Organization"] Position, title, association: ["Owner"], Start date of relationship: 2/10/2022 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , This entity was created to solely gain establishment of an LLC to invest in real estate and REIT ETFs in the future.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-14
  • S66 Uniform Combined State Law Examination
    2025-04-14
Other Names
  • Andre L Myrick

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Chicago, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor