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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-29 |
| IL | RA | APPROVED | 2025-04-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 08/2020 | Present |
| Zara Usa | Oak Brook | IL | 09/2016 | 07/2020 |
| Ctf Illinois | Charleston | IL | 04/2018 | 07/2019 |
| College Of Dupage | Glen Ellyn | IL | 08/2016 | 05/2017 |
| Eastern Illinois University | Charleston | IL | 08/2017 | 07/2019 |
I*962444 For profit or not for profit: Name of outside business organization: Myrick Financial LLC Investment related: N Address of business: Chicago, Illinois Nature of business: ["Business or Industry Organization"] Position, title, association: ["Owner"], Start date of relationship: 2/10/2022 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , This entity was created to solely gain establishment of an LLC to invest in real estate and REIT ETFs in the future.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-14 |
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