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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED | 2025-07-10 |
Branch Locations
29 Powell Blvd, Gresham, OR 97030 • United States
1901 Garden Ave Suite 101, Eugene, OR 97403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwest Collegiate Ministries | Eugene | OR | 08/2013 | 06/2021 |
| Bkm P.C. | San Angelo | TX | 10/2019 | 10/2023 |
| Eugene Emeralds | Eugene | OR | 06/2017 | 09/2017 |
| Eugene Emeralds | Eugene | OR | 06/2018 | 09/2018 |
| Eugene Emeralds | Eugene | OR | 06/2019 | 09/2019 |
| Willamette Valley Baptist Association | Springfield | OR | 08/2000 | 08/2018 |
| Next Financial Group, Inc. | Houston | TX | 08/2020 | 07/2025 |
| Lpl Financial Llc | San Angelo | TX | 07/2025 | Present |
1. 07/2025 - NW Financial Network - DBA for LPL Business (entity for LPL business) - Gresham, OR - INV REL - Start Date 08/01/2023 - 40hrs/mth | 40hrs during trading 2. 07/2025 - The Cottage Air BNB (not a business entity) - Real Estate Rental - Eugene, OR - INV REL - Start Date 09/01/2023 - 3hrs/mth | 0hrs during trading 3. 07/2025 - BKM Financial, LLC or Brandon K Moore Financial, LLC - DBA for LPL Business (entity for LPL business) - Eugene, OR - INV REL - Start Date 09/01/2020 - 160hrs/mth | 160hrs during trading 4. 07/2025 - BKM Financial LLC - Non-Variable Insurance - Eugene, OR - INV REL - Start Date 09/01/2020 - 5hrs/mth | 5hrs during trading 5. 07/2025 - RL Moore Enterprises, LLC - Business Owner - Eugene, OR - NOT INV REL - Start Date 12/01/2023 - 8hrs/mth | 1hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-10 |
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