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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-05-29
NJ RA APPROVED 2012-08-13
  • TX RA
    APPROVED
    Since 2013-05-29
  • NJ RA
    APPROVED
    Since 2012-08-13

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 07/2012 Present
Bank Of America, N.A. Florham Park NJ 11/2012 Present
Other Businesses

I*647237 For profit or not for profit: Name of outside business organization: MLBT BOYS YOUTH LACROSSE INC Investment related: N Address of business: Mountain Lakes, New Jersey, 07046 Nature of business: ["Business or Industry Organization"] Position, title, association: ["Other"], Start date of relationship: 3/8/2021 Number of hours devoted: 4 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: Coach, I coach a youth boys lacrosse team.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-09
S63 Uniform Securities Agent State Law Examination 2006-07-14
  • S66 Uniform Combined State Law Examination
    2012-08-09
  • S63 Uniform Securities Agent State Law Examination
    2006-07-14
Other Names
  • Greg Norman Bayvel

View on SEC IAPD

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