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200 Spring Street Suite 120, Herndon, VA 20170 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-05-28 |
Branch Locations
200 Spring Street Suite 120, Herndon, VA 20170 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 09/2020 | 11/2022 |
| George Mason University | Fairfax | VA | 02/2020 | 07/2021 |
| Merritt Academy | Fairfax | VA | 01/2020 | 06/2020 |
| Unemployed | Fairfax | VA | 12/2019 | 01/2020 |
| Navy Federal Credit Union | Vienna | VA | 02/2014 | 11/2019 |
| Edward Jones | Mclean | VA | 11/2022 | 05/2025 |
| Northwest Financial Llc | Herndon | VA | 05/2025 | Present |
| Lpl Financial Llc | Herndon | VA | 05/2025 | Present |
1)05/19/2025 - Janna Vloet - Business Owner - Selling Collectibles - Non-Inv Rel - Home Based - Start: 07/01/2023 - 2 Hrs/Mth - 0 Hrs During Trading. 2)05/19/2025 - Northwest Financial Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 3)06/04/2025 - Northwest Financial Advisors - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:05/19/2025 - 160 Hrs/Mth - 6Hrs During Trading - I provide investment advisory services through Northwest Financial Advisors, an independent investment advisor firm. I started this business activity in 5/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 06/11/2025 - Northwest Financial Group, LLC - Investment Related - Other - Referring Broker Dealer - At Reported Business Location(s) - Start Date:05/19/2025 - 160 Hrs/Mth - 6 Hrs During Trading. 5) 06/16/2025 - NW Insurance Agency - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:06/09/2025 -10 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-21 |
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