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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-03-09 |
| NY | RA | APPROVED | 2023-05-04 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Distributors Llc | Charlotte | NC | 09/2020 | 10/2022 |
| Mercer | New York | NY | 06/2019 | 08/2019 |
| University Of Rochester | Rochester | NY | 08/2016 | 05/2020 |
| Unemployed | Wilbraham | MA | 05/2020 | 08/2020 |
| Equitable Distributors, Llc | Jersey City | NJ | 10/2022 | 03/2023 |
| Neuberger Berman | New York | NY | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-21 |
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